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Communication Compliance Services

Embracing Compliance in Regulated Businesses across the USA

In regulated industries, compliance extends beyond systems and cybersecurity. Every email, chat message, and text can be considered a business record.

Communication compliance ensures those records are automatically captured, retained, and accessible without disrupting how your teams work.

Compuwork helps organizations across the USA to design communication environments that meet regulatory requirements while reducing user friction and compliance risk.

100%
Automated Archiving
SEC/FINRA
Regulatory Alignment
Tamper-Proof
Data Integrity
Instant
Audit Retrieval

Why Communication Compliance Is a Growing Focus

One of the biggest areas that finance and other regulated industries must address is communication archiving.

Email

Business email communications across all platforms

Chat Platforms

Internal and external chat conversations

Text Messages

SMS and MMS business communications

Apple Messages

iMessage and Apple Business Chat

Slack

Workspace channels and direct messages

Microsoft Teams

Team chats, channels, and meetings

All of these communications are expected to be archived, secured, and retrievable. This requires more than basic email retention. It requires the right standards, security controls, and mobile device management in place.

Compuwork's Communication Compliance Solutions

Communication compliance is delivered as part of Compuwork's managed compliance and cybersecurity services. We focus on practical systems that align technology, policy, and real-world usage.

Communication Archiving and Retention

We design and manage systems that automatically archive written communications across approved platforms, aligned with regulatory retention requirements.

Mobile Device Management and Security

We implement and manage MDM solutions that enforce secure communication, policy controls, and archiving on business-managed mobile devices.

Approved Channel Governance

We help define which communication tools are permitted, restricted, or monitored to meet compliance standards and regulatory expectations.

Policy Alignment and Documentation

Technology configurations are aligned with written policies to ensure clarity, consistency, and audit readiness.

Ongoing Compliance Oversight

Communication compliance is not a one-time setup. We provide continuous management, adjustments, and support as regulations, platforms, and business needs evolve.

Communication Compliance Is For

Financial Services

RIAs, broker-dealers, and fund managers subject to SEC and FINRA recordkeeping rules.

Investment Firms

Private equity, hedge funds, and asset managers with investor communication requirements.

Legal Practices

Law firms handling sensitive client communications and litigation hold requirements.

Regulated Businesses

Healthcare, insurance, and other organizations with formal retention obligations.

If your organization is required to retain and produce communications, automation and consistency are essential.

Why Organizations Choose Compuwork

Since 2005, Compuwork has provided managed IT and compliance services to regulated businesses across financial services, healthcare, legal, and professional services. Our clients choose us because we combine technical expertise with a practical understanding of how regulated organizations operate.

  • Practical solutions that work with how your teams already operate
  • Clear documentation and policy language that auditors understand
  • Ongoing management so compliance keeps pace with regulatory changes
  • Direct access to experienced engineers and compliance professionals
  • Transparent, fixed-cost service models without hidden fees

Communication compliance works best when it is built into how your business operates, not added as an afterthought.

Ready for Your Next Audit?

Schedule a free security assessment and discover how we can help you achieve and maintain compliance.

No commitment required

Frequently Asked Questions